Compliance Policy and Procedure Development

The regulatory environment is constantly evolving and keeping up can be extra work that you don’t need to do!

For example, 

  • Is your IDR Policy up to date to incorporate the latest changes?
  • Are you complying with your lenders DDO policies?
  • How many CPD hours do your Responsible Managers need to meet your obligations?
  • Is your Credit Proposal showing the correct commissions?

We work with you to develop your governance documents and policies that not only meet your licence obligations but are tailored to your business.  

Unsure if your current documents are suitable?  Let us review what you have so you can be confident you are!

Not sure where to start?  Sounds like we need to chat!

  • Cornerstone Templates
  • Cornerstone Assist

Cornerstone Templates

Our white-labelled compliance templates allow your business to hit the ground running or if you’re an established business, overhaul your outdated documents.

Saves you time preparing and generating documents
Ensures that the information is current
Updated templates provided as industry shifts

Cornerstone Assist

At Cornerstone, we are in your corner. Whether it be assisting with Risk Management, Complaints handling procedures or training tools, we have you covered. Request a callback or provide your details today and we will be in touch to discuss our in depth assistance program.

Services

Risk Management
Complaints Handling
Compliance Training

Why choose us?

We run a tight ship and keep our costs down
Honest and flat-rate pricing​
Australia wide service
Servicing small, medium and large financial operators​
Scalable and dynamic service​

Our Mission​

We strive to provide the most reliable and efficient compliance services, without denting your bottom line. We also aim to prove our skillset, offer fair prices and provide top notch customer care so that we continue our business relationship for many years, beyond the first job we complete.

Core Values​

Consider honesty as the key to a business’ trustworthiness and integrity.​
Always do the right thing to solve the customer’s problem.​
Perform all work with the highest level of excellence in mind.​

We’re here to help! Chat to us today.