Line 2/QA Loan Reviews
Looking to gauge how your compliance obligations stack up against industry norms?
As a licensee, it’s important to have systems and processes in place to demonstrate to ASIC that you are meeting your regulatory obligations. Compliance is ever evolving and staying on top of industry updates is paramount.
At Cornerstone Compliance, we can provide line 2/QA reviews of your loans so you can be confident that you are meeting your regulatory obligations under the Credit Act, and identifying any broker issues as early as possible.
Compliance auditing service
Our compliance auditing service takes a dive into the policies and procedures that your business adheres to and compares those to what would be considered best practice or current “industry norm”. Should the need arise, Cornerstone Compliance will provide you with updated policies and procedures to ensure that your business becomes and stays compliant well into the future.
Cornerstone Snapshot
If you are running an established business, it’s good practice to take a look at a full year compliance snapshot. This service involves taking a look at your regulatory obligations, documenting your performance with regards to these obligations and structuring a plan to ensure that your business stays compliant into the future.
Service Includes
Cornerstone Audit
The Cornerstone Audit service conducts regulatory compliance audits of a small percentage of your deal credit files to gauge your compliance performance against the Responsible Lending guidelines of ASIC’s RG209.
Our Mission
We strive to provide the most reliable and efficient compliance services, without denting your bottom line. We also aim to prove our skillset, offer fair prices and provide top notch customer care so that we continue our business relationship for many years, beyond the first job we complete.
Core Values
Why choose us?
